Module 1 of 3 · Lesson 2 of 3
Sequences and Their Limits
Convergence of a sequence, and the monotone convergence theorem, which establishes that a limit exists without producing its value.
What you will be able to do
Given a sequence defined by a formula or recursively, the learner can decide whether it converges, find the limit when it exists, produce an
Orientation
The notion every convergence claim rests on
A sequence is an infinite list of numbers,
The only question usually worth asking is where the list is heading. And it is a subtler question than it looks, because a sequence can approach a value without ever attaining it:
No term equals 3, yet 3 is plainly the answer. "Heading toward
The definition is the
Why this unit sits underneath others. The series unit defines an infinite sum as the limit of its partial sums
The numerical unit leaned on the same idea from the other side. Its refinement check, running at
The hard case, and the unit's best result. The
where no formula for
Definition
Reading the quantifiers
Almost every misunderstanding of convergence is a misreading of the quantifier order.
The statement.
Read left to right: given any tolerance, there is a position, after which every term meets it.
Why the order cannot be exchanged. Putting
Why "for all
What
Convergence is a property of the tail. Only
Boundedness and monotonicity are different in kind. Both are checkable without knowing a limit, that is exactly what makes the monotone convergence theorem useful. Note also that monotone means always increasing or always decreasing; a sequence that rises then falls is neither, whatever its tail does.
What the theorem does and does not give. It asserts that the limit exists; it does not say what the limit is. An increasing sequence bounded above converges to its least upper bound, which is a characterisation rather than a computation, and finding the value normally needs a separate argument, for a recursive sequence, solving the fixed-point equation.
Both hypotheses are needed, and dropping either is fatal in a different way:
Intuition
Convergence as a game with a challenger
Played out on a concrete sequence, the challenge-and-response structure becomes visible.
The sequence.
The error, exactly. Rather than inspecting terms, compute the distance:
One formula now answers every challenge.
The game.
| Challenger demands | Response: solve | Take | Check at |
|---|---|---|---|
Each response is produced by solving, not guessing:
Why the definition avoids motion. It is tempting to say the terms "get closer and closer", but that phrasing over-promises. Convergence does not require the distance to shrink at every step, only that it eventually stay below each tolerance. Consider
Such a sequence still converges to
Where the intuition must be surrendered. The whole picture above assumed
there is no formula for
The monotone convergence theorem is what rescues the situation, and its logic runs in the opposite direction to the game: instead of verifying closeness to a known target, it argues from the shape of the sequence that a target must exist. Increasing and capped leaves nowhere else to go. Only afterwards is the value extracted, by solving
Simulation
A convergent sequence, its epsilon band, and the index N
The points are
Convergence is not that the terms reach
At
Watch the two move together: shrink
Example
Four limits, four different arguments
Each of these converges, and each needs a different reason.
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1. A rational formula: divide by the dominant power.
Dividing numerator and denominator by
Confirmation.
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2. Exponential beats polynomial.
Both parts grow, so the limit laws do not apply directly and the question is which wins. The terms:
The limit is
Why exponential wins. The ratio of consecutive terms is
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3. Factorial beats exponential.
Terms:
Why. The ratio is
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4. The squeeze theorem, where the terms do not settle down.
Here
and both bounds tend to
Confirmation.
This last is the one to remember against the intuition that a convergent sequence approaches its limit steadily from one side.
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5. A limit that defines a constant.
The base tends to 1 and the exponent to infinity, so the limit laws give nothing:
The limit is
Non-example
Bounded is not enough
The claim to be refuted. A bounded sequence cannot run off to infinity, so surely it must settle somewhere.
The counterexample.
Every term satisfies
Why not, by the definition. Suppose
forcing
What goes wrong in the intuition. "Nowhere to go but toward a limit" assumes the only alternative to converging is escaping. There is a third option: moving back and forth forever inside a bounded region. Boundedness forbids escape; it does nothing about oscillation.
The subsequence view. The even-indexed terms form the constant sequence
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Two further things that are not enough.
Monotone alone is not enough.
A finite computation is not enough. The sequence
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The confusion this most often causes. In the series unit, the terms of the harmonic series satisfy
diverge:
Two sequences are in play, the terms and the partial sums, and they behave differently. Conflating them is the error the series unit names as its own misconception, and it begins here, in reading a bounded or slowly-changing sequence as a convergent one.
Theorem
Monotone and bounded implies convergent
Theorem (monotone convergence). An increasing sequence bounded above converges, and its limit is the least upper bound of its terms. A decreasing sequence bounded below converges to the greatest lower bound.
Why it holds. Let
Given
which is the definition of
The argument produces
It rests on completeness: in
Both hypotheses are needed.
| Sequence | Monotone | Bounded | Converges |
|---|---|---|---|
| yes | yes | yes, to 2 | |
| yes | no | no, diverges to | |
| no | yes | no, oscillates | |
| no | yes | yes, to 0 |
The last row matters: the conditions are sufficient, not necessary. A sequence failing them may still converge, so the theorem is a tool for proving convergence and never for refuting it.
Corollary (convergent implies bounded). If
Worked application, verified. For
| 1 | |
| 2 | |
| 3 | |
| 4 | |
| 5 | |
| 8 | |
| 11 |
Every term was confirmed to exceed its predecessor and to stay below 2. The theorem therefore guarantees a limit
Note what would be unavailable without the theorem: the table alone shows eleven terms below 2 and proves nothing, since convergence depends on the infinite tail.
Procedure
Deciding whether a sequence converges
Input. A sequence given by a formula in
Step 1 — Check boundedness first if divergence is plausible. An unbounded sequence cannot converge, by the corollary to the monotone convergence theorem. This disposes of
Step 2 — If there is a formula, compute the limit directly. Choose by the shape:
| Shape | Method |
|---|---|
| ratio of polynomials | divide top and bottom by the highest power of |
| polynomial against exponential, or exponential against factorial | the faster-growing denominator wins; confirm with the ratio |
| bounded factor over something growing | squeeze between |
| take the limit of | |
| indeterminate powers such as | take logarithms, or recognise a standard limit |
Step 3 — If the sequence is recursive, do not try for a formula. Instead:
(a) Show monotonicity. Compare
(b) Show boundedness. Guess a bound from the first few terms and prove it by induction: if
(c) Cite the theorem to conclude a limit
(d) Solve for the limit. Let
(e) Reject inadmissible roots. The equation may have roots the sequence cannot approach: negative ones when all terms are positive, or values below an increasing sequence's first term.
Step 4 — To produce
Step 5 — To show divergence, use whichever applies:
- unbounded, which is enough on its own;
- two subsequences with different limits, the quickest route for a bounded oscillating sequence, as with
; - direct contradiction from the definition, as in the non-example block.
Where it goes wrong.
- Solving the fixed-point equation before establishing existence. The manipulation "let
on both sides" presumes a limit to pass to. Applied to with it yields , hence , while the sequence diverges to infinity. The equation is only meaningful once convergence is known. - Concluding convergence from boundedness alone, or from a table of terms. Neither is sufficient, and no finite table can be.
- Forgetting to reject a root. For
the fixed-point equation is with roots and ; the terms are positive, so is impossible. - Applying l'Hôpital's rule to a sequence. It requires a differentiable function of a real variable; the legitimate move is to apply it to
and then restrict to integer . - Treating monotone as "mostly increasing". One step in the wrong direction disqualifies the theorem, though a sequence monotone from some point on is fine, since convergence depends only on the tail.
Worked example
A recursive sequence, from existence to value
Problem. Let
There is no formula for
Step 0 — Compute a few terms to see what to prove.
They increase and appear to approach 2. Those are the two claims to establish; computing terms is reconnaissance, not proof.
Step 3(b) — Bounded above by 2, by induction.
Base:
Step: assume
So
Step 3(a) — Increasing, by induction.
Base:
Step: assume
So the sequence increases at every step.
Verified numerically for the first eleven terms: each exceeds its predecessor and each stays below 2.
| increasing | |||
|---|---|---|---|
| 1 | — | ✓ | |
| 2 | ✓ | ||
| 3 | ✓ | ||
| 4 | ✓ | ||
| 5 | ✓ | ||
| 6 | ✓ | ||
| 7 | ✓ | ||
| 8 | ✓ | ||
| 9 | ✓ | ||
| 10 | ✓ | ||
| 11 | ✓ |
Step 3(c) — Cite the theorem. The sequence is increasing and bounded above, so a limit
Step 3(d) — Solve the fixed-point equation. Take
Squaring,
Step 3(e) — Reject the inadmissible root. Every term is positive, since
Verification. The fixed point checks:
Why the order of steps matters. Reversing it, by solving
Check your understanding
A convergent sequence with a divergent series
The harmonic series is where the distinction between a sequence and its partial sums becomes unavoidable. Work through it deliberately, because it is the case that decides whether the definition has been understood.
The terms.
The partial sums.
What the numbers suggest, and why they mislead.
Growth is slow, a hundredfold increase in
Why they never settle. Group the terms in blocks of doubling length:
Each block contributes more than
Verified:
| ✓ | ||
| ✓ | ||
| ✓ | ||
| ✓ | ||
| ✓ |
Since every doubling adds at least
This also settles it by the definition: a convergent sequence must satisfy
The comparison.
| Terms | Partial sums | |
|---|---|---|
| Monotone | decreasing | increasing |
| Bounded | yes, by 1 | no |
| Converges | yes, to 0 | no |
Both are monotone. They differ in boundedness, which is what decides convergence. The theorem applies to the terms and not to the sums.
How slowly.
The point to carry forward. "The terms go to zero" and "the series converges" are claims about two different sequences. The first is necessary for the second and nowhere near sufficient, which is exactly what the series unit's
Application
Iteration: where recursive sequences come from
Recursively defined sequences are not a textbook curiosity. They are what an iterative algorithm produces, and the question of whether such a sequence converges is the question of whether the algorithm works.
Newton's method. To solve
which is a recursive sequence exactly like the one in the worked example. Applied to
Fixed-point iteration generally. Any equation rearranged as
Numerical solutions of differential equations. Every method in the previous unit generates a sequence
- Within one run, does the computed sequence stay bounded? That is the stability question, and
with answered it with . An unbounded sequence, diverging by the criterion of this unit. - Across runs, do the answers at
converge as ? That is the accuracy question, and the refinement check compares successive terms of that sequence of answers.
Compound interest and the definition of
Long-run behaviour of dynamical systems. A population model
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In every case the sequence is generated by a rule rather than a formula, so the terms can be computed indefinitely but no closed form is available. The recurring need is to decide, in advance of computing, whether the iteration will settle, because a computation cannot answer it. A billion terms neither prove convergence, since it depends on the tail, nor rule it out, since
That is why the monotone convergence theorem earns its place: monotonicity and boundedness are checkable from the rule itself, and together they settle a question no amount of arithmetic can.